Engagement

AML Control Assessment

Targeted assessment of customer due diligence, transaction monitoring alerts, and suspicious activity escalation for Taiwan-facing fintech programmes.

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Compliance officer examining transaction records

For

Compliance officers and MLRO-equivalent roles at e-money and remittance firms.

Result

An assessment memo covering CDD gaps, alert quality, and escalation discipline with priority fixes.

Duration

3–5 weeks

Delivery

Hybrid — workshops on-site, sample review remote

Fees

From NT$160,000

Preparation

Export anonymised alert logs and a sample of KYC packs under NDA.

Included

  • Policy-to-practice walkthrough of onboarding and ongoing monitoring
  • Sample review of high-risk customer files
  • Alert disposition quality check for a defined period
  • Written memo for compliance committee

Not included

  • Filing SAR/STR submissions on your behalf
  • Vendor selection for screening software

Constraints: We do not act as your appointed compliance officer.

How the engagement runs

Briefing

Align on product perimeter, customer segments, and the monitoring rules currently in force.

Testing

Review samples of customer files and closed alerts against your stated thresholds and escalation path.

Memo

Deliver graded observations and a short briefing for the compliance committee.

Ask about an AML assessment

Share your product perimeter and preferred start month. We reply within two business days with scoping questions.

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