Flagship engagement
Fintech Control Audit
A full-cycle review of financial controls, transaction trails, and board reporting for licensed and pre-license fintech operators in Taiwan.
Included
- Engagement scoping workshop with finance and compliance leads
- Walkthroughs of cash, settlement, and customer fund segregation controls
- Sample testing of transaction batches and reconciliations
- Draft findings discussion before the final report
- Board-ready executive summary in English
Not included
- Statutory financial statement audit under CPA attestation
- Penetration testing or IT systems assurance
- Ongoing bookkeeping or month-end close support
Constraints: Engagements require a named finance sponsor and access to production transaction extracts. Peak season for Taiwanese year-end closes may extend timelines by two weeks.
How the engagement runs
Scoping
We map your product flows, licensing status, and the control areas under review, then issue an engagement letter with sample sizes and timelines.
Fieldwork
Our team sits with operations and finance to test reconciliations, approval matrices, and exception handling against your documented policies.
Reporting
Findings are graded by severity, discussed with management, and delivered with concrete remediation owners and target dates.
Request an engagement estimate
Share your product perimeter and preferred start month. We reply within two business days with scoping questions.